Building Safety Act
The Building Safety Act (BSA) 2022 received Royal Assent on 28 April 2022, and many of its provisions are now in force. The Act has been built upon through secondary legislation, most notably the Building Regulations etc (Amendment) (England) Regulations 2023. Further information and links to relevant legislation can be found at the bottom of this page, while building regulations and guidance can be found here.
The Act and associated secondary legislation seeks to address weaknesses in building safety identified following the tragic Grenfell Tower fire in 2017. The Act primarily impacts the design, construction, and management of new and existing higher-risk buildings (HRBs) in England and to a lesser extent Wales. Some provisions also apply to Scotland and Northern Ireland, as outlined in clause 169 of the Act.
HRBs are defined as buildings that are 18 metres tall or higher, or at least seven storeys, with two of more residential units (with certain exclusions).
The key objectives of the reforms are to:
- create an enhanced safety framework for high-risk buildings (HRBs), taking forward the recommendations of the Hackitt Review and the Grenfell Inquiry Phase 1 report;
- provide clearer accountability and stronger duties for those responsible for the safety of high-rise buildings, with clear competence requirements to maintain high standards;
- give residents a stronger voice in the system and ensure that they fully understand how they can contribute to maintaining safety in their buildings;
- strengthen enforcement and sanctions to deter non-compliance;
- develop a new, stronger, and clearer framework to provide national oversight of construction products;
- develop a new system to oversee the whole built environment, with local enforcement agencies and national regulators;
- require that developers of new build homes belong to a New Homes Ombudsman.
The Health and Safety Executive (HSE) has been named as the Building Safety Regulator (BSR) in England. The role of the BSR is to raise the standards for building safety and performance. It oversees the new rules in place for higher-risk domestic buildings and the system to regulate the safety and performance of all building types.
Building regulations dutyholders
One key element of the reforms is the creation of a new group of "dutyholders", responsibilities for ensuring compliance with regulations across all building work (not just work on HRBs). These roles are defined in the Building Regulations etc (Amendment) (England) Regulations 2023, (enabled by the Building Act 1984, as amended by the BSA). They include the key roles of Principal Designer (PD) – not to be confused with the PD role named under the 2015 Construction Design Management (CDM) regulations – and Principal Contractor (PC).
The main responsibilities of dutyholders are outlined below. It may be helpful to share this list with prospective clients, as it outlines their responsibilities as well.
Dutyholder
A dutyholder can be an organisation or an individual. A dutyholder can carry out the role of more than one dutyholder, provided they have the skills, knowledge, and experience. An organisation can also be a dutyholder if it has the organisational capability and competence necessary to carry out those roles.
Client
This can be an organisation(s) or individual(s) for whom a construction project is carried out as part of a business.
Clients must:
- make suitable arrangements for planning, managing, and monitoring of a project; this includes the allocation of sufficient time and resource to deliver compliance with building regulations. In practice, this means appointing the right people, with the right competencies (the skills, knowledge, experience and behaviours or organisational capability) for the work, and ensuring those they appoint have systems in place to ensure compliance with building regulations;
- appoint a Principal Designer to be in control of design work and a Principal Contractor to be in control of the building work where there are several firms working on different aspects of the project;
- provide building information to every designer and contractor on the project and have arrangements to ensure information is provided to designers and contractors to make them aware that the project includes any existing or proposed higher-risk building work;
- cooperate and share information with other relevant dutyholders.
Domestic client
A domestic client means a client for whom a project is being carried out which is not in the course or furtherance of a business of that client.
Domestic clients must:
- appoint a Principal Designer (PD) to be in control of design work and a Principal Contractor (PC) to be in control of the building work, if there are several firms working on different aspects of the project;
- provide building information that they have, or it would be reasonable for them to obtain, to designers and contractors working on the project;
- cooperate with anyone working on, or in relation to, the project to the extent necessary to enable them to comply with their duties or functions.
If a domestic client does not appoint either a Principal Designer (PD) or Principal Contractor (PC), then the roles are automatically allocated to the designer in control of the design phase of the project as the principal designer (PD) and the contractor in control of the construction phase of the project as the Principal Contractor (PC).
Principal Designers (PD)
A designer appointed by the client in projects involving more than one contractor. They can be an organisation or an individual with sufficient knowledge, experience, and ability to carry out the role.
PDs must:
- plan, manage and monitor the design work during the design phase;
- take all reasonable steps to ensure the design work carried out by them and anyone under their control is planned, managed and monitored so that the design is such that, if built, it would comply with all relevant requirements of the building regulations;
- ensure that they, and all those working on the project, cooperate, communicate and coordinate their work with the client, the PC, and other designers and contractors;
- liaise with the PC and share information relevant to the building work;
- assist the client in providing information to others.
CIAT has launched a Principal Designer Register for Chartered Architectural Technologists based on the principles outlined in the Publicly Available Specification produced by British Standards Institute PAS 8671. Further information on the Principal Designer role and CIAT register can be found here.
Principal Contractors (PC)
A contractor appointed by the client to coordinate the construction phase of a project where it involves more than one contractor.
PCs must:
- plan, manage and monitor the design work during the building work;
- cooperate with the client, the PD, and other designers and contractors to the extent necessary to ensure that the work complies with all relevant requirements of the building regulations;
- ensure that they, and all those working on the project, cooperate, communicate and coordinate their work with the client, the PD, and other designers and contractors;
- liaise with the PD and share information relevant to the building work;
- assist the client in providing information to others.
Further details of the responsibilities of different professionals can be found here. Summary examples of the different roles can be found here.
Golden thread
It is now a requirement that a digital record of a higher-risk building's information be kept for its life cycle (and maintaining such records should be viewed as best practice across all buildings, including non-HRBs). Maintaining this is the responsibility of the dutyholder. This can be the client, PC or PD (with responsibility generally shifting depending on the stage of the building’s life cycle).
The information needed to satisfy regulation 31 of The Building (Higher-Risk Buildings Procedure) (England) Regulations 2023 includes: designs for the building work; fire statement; and evidence of building regulations compliance.
Golden thread information must be:
- Electronic
- Portable and Interoperable
- Accurate
- Human-readable
- Available
- Secure
- Controlled
- Consistent
Golden thread information must be proportionate and will depend on what stage the building is at in its life. This information will relate to both the content and process.
While the building is being designed and built, information that describes the building and shows how it complies with building regulations will need to be available as part of the golden thread of information.
When the building is occupied, information that shows how it is being assessed and managed for building safety risks will need to be kept as part of the golden thread of information. It will be the Accountable Person's (AP) responsibility to maintain and manage this.
The Building Regulations Advisory Committee (BRAC) Golden Thread Report provides greater clarity on the golden thread policy and the changes it will require of industry. It outlines the high-level golden thread requirements including the golden thread definition and principles, and how digital standards will underpin implementation of the golden thread of information.
The Construction Industry Council has developed detailed guidance on Delivering the Golden Thread, which can be found here.
Building Safety Regulator strategic plan
The strategic plan sets out how the BSR will carry out its building safety functions in England in the first three years of operation – April 2023 to March 2026. The BSR Strategic Plan is required under Section 17 of the Building Safety Act 2022. It aims to keep a focus on the priorities to deliver the new building safety regime. It will be kept under review, especially after the publication of the Grenfell Inquiry Phase 2 report.
Key dates in Building Safety Regulator strategic plan roadmap
Early 2024
- Additional duties applying to Accountable Persons and Principal Accountable Persons come into force.
- Residents' complaints system opens.
- Taking action on un-remediated higher-risk buildings.
- The BSR will have created the national register of higher-risk buildings, providing a searchable portal of higher-risk buildings in England for the first time.
Spring 2024
- BSR starts to call in occupied higher-risk buildings for assessment of their compliance with the new duties to assess and manage building safety risks.
- Building inspector and building control approver registration becomes mandatory.
- BSR will investigate allegations of non-compliance with rules, regulations and codes relating to the building control profession.
- Planned inspections of Building Control Bodies begin.
Beyond March 2026
- Any work on remediating dangerous cladding will be completed or underway.
- BSR will have completed a cost-benefit analysis of making regular inspections of condition of electrical installations in relevant buildings and consider what further provision or guidance may be needed regarding stairs and ramps in relevant buildings; emergency egress of disabled persons from relevant buildings; and automatic water fire suppression systems in relevant buildings.
Building Safety Regulator Enforcement Policy Statement
The BSR's Enforcement Policy Statement (applying to England only) sets out their approach to enforcement and action to enforce the law when non-compliance, hazard or serious risk during the building or alteration and management of higher-risk buildings have been identified. The full Enforcement Policy Statement can be found here.
Legislation addressing building safety
- Building Safety Act (BSA) 2022
- Building Act 1984
The Building Safety Act brought Section 38 of The Building Act into force. This allows a claim for compensation to be brought for 'damage', including damage to a property or injury to a person, caused by a breach of Building Regulations. It applies to work undertaken on any building after 28 June 2022 and a claim for compensation can be made by the individual who has suffered injury or damage against those whose breach of Building Regulations was responsible for the damage. - Building Regulations 2010 (England and Wales)
- The Building (Scotland) Regulations 2004
- The Building Regulations (Northern Ireland) 2012
- Building Regulations etc (Amendment) (England) Regulations 2023
In addition to creating the framework of building regulations dutyholders, these Regulations also make minor changes and a correction in relation to England to the amendments made to the Building Regulations 2010 (S.I.2010/2214) ("the Building Regulations") by the Building Regulations etc. (Amendment) (England) Regulations 2021 (S.I.2021/1391) and by the Building etc. (Amendment) (England) Regulations 2022 (S.I.2022/603). - The Building Regulations (Higher-Risk Building Procedures) (England) 2023
- The Building (Approved Inspectors etc. And Review of Decisions) (England) Regulations 2023
- The Building Safety Act 2022 (Consequential Amendments etc.) Regulations 2023
- The Building Safety (Regulator's Charges) Regulations 2023
- The Higher-Risk Buildings (Management of Safety Risks etc) (England) Regulations 2023